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 Research Themes
 

Research and Program Focus:
Given the current breadth of activities potentially encompassed within the field of SP, the program needs to define a focus to guide the selection of research projects, and to ensure sufficient synergy among the projects for them collectively to have impact.

Social protection and informality
Informality emerged as an important thematic strand running through the first phase of the program , with projects examining a range of schemes or coping mechanisms (often informal) for those excluded from programs, such as social security, which are traditionally accessed through formal employment. In the Asia region, the structural trend towards informal employment represents a major challenge to ensuring that the basic livelihood needs of large numbers of workers and their families are met. A central question for those debating SP approaches therefore concerns the extension of appropriate forms of social protection to growing shares of population outside ‘formal’ employment.
The decision taken at the closing workshop to take ‘informality’ as a core theme in the second phase of the research was thus a recognition of the fact that the informal economy is here to stay for the foreseeable future and has to be taken as the context in which research and policy on social protection is carried out. The theme of informality draws attention both to the conditions under which the majority of the working poor pursue their livelihood strategies as well as to the problems of mobilizing tax revenues from a poor, dispersed and difficult-to-reach workforce.  The mechanisms and design of social protection delivery, as well as how it is paid for, will need to be fundamentally rethought in the light of the large and expanding numbers of informal workers, and their increasing mobility – within and across countries - throughout the region. It is therefore proposed that a second stage of the work should have a strong focus on the provision of social protection to informal workers and their families. Program activities could include analysis of the needs of different groups, policy approaches and interventions, evaluations of existing schemes, issues of voice and representation, and mechanisms for financing such programs.

Linking Social Protection, Human Development  and Economic Growth
While the  ‘promotional’ role of SP has become more widely accepted through the idea of ‘springboards out of poverty’, there is considerable variation in what this means and how it can be translated into practice. There is a tension in the mainstream agenda between the ‘residual’ role assigned to social protection and the synergies that might be gained from a more integrated approach which addresses the multiple dimensions of poverty. Attention to the ‘promotional potential’ of social protection is clearly important in the light of the current constraints on state capacity to finance protective measures. A great deal of innovative work is being undertaken,
In the region by governments as well as by a range of civil society and labor organizations. This project would build on research, analysis and evaluations of these initiatives in order to develop a stronger evidence base of social protection measures that can combine the concern with livelihood security with efforts to build accumulation trajectories for the poor through enhancing their human capabilities, economic endowments or social capital. These activities would also tie the SP agenda more closely to the MDG targets which currently dominate the agendas of many leading development agencies.

Citizenship, Voice and Accountability
Voice has to be a central plank in thinking about SP from the perspective of poor and excluded groups. Voice is critical in the process of identifying needs and priorities, translating this into policies and resource commitments, and ensuring their implementation. Mechanisms for protecting the rights of all citizens to basic livelihoods, for enabling their voices to be heard, and for making policies and interventions accountable to them, are necessary for program effectiveness.  The program would therefore include action research on efforts to organize disenfranchised groups to articulate their priorities, influence design and ensure accountability in the implementation process.

Financing Social Protection
Financing mechanisms – especially when formal employer contributions are not a viable route – is the critical issue for low income countries in considering any expansion of SP. This is particularly relevant when much of the economy is ‘informal’ – that is outside state regulatory structures including taxation; and where many efforts at regulation or taxation push more employers and employees into informality. At the same time, evidence is accumulating about the more progressive impacts and effectiveness of programs funded through general taxation. However, these are hard political choices, and political acceptability for taxation schemes which benefit particular sections of the population is difficult to achieve. It will be essential in this phase of the program to look more carefully at the fiscal regimes, taxation and other financing options, and the effectiveness of programs funded through different mechanisms, in order to develop stronger policy arguments for the sustainability and effectiveness of SP interventions.

Implementing Social Protection Programs
A major challenge of the social protection agenda is the failure of otherwise well conceived programs to meet their objectives – because of failures to factor in the realities on the ground or to give serious attention to the design of the implementation stage. A wide range of activities and interventions have been tried across the region over the past decade – whether by states, NGOs or community organizations. Activities within the program would seek to learn from comparisons of various categories of intervention, examining implementation failures as well as successes,in order to draw out lessons for program design.  Through these assessments, the program would seek to identify and promote innovative interventions that are seen to have worked, as well as learning the lessons from failure.



 
Latest Publications
 

SPA Final Research Papers 2011

Social Protection in Asia: Research Findings and Policy Lessons – Programme Synthesis Report

Social Protection in Asia: Research Findings and Policy Lessons – Programme Synthesis Report (in Chinese)

What Works for the Poorest?: Poverty Reduction Programmes for the World's Extreme Poor
Members of the Centre for Social Protection, IDS and Social Protection in Asia have contributed to this new book edited by David Lawson et al and published by Practical Action (2010)


People's Social Protection Agenda - Towards Social Protection for All - Compiled by the Center for Labor Justice, University of the Philippines School of Labor and Industrial Relations (UP SOLAIR) in co-operation with Homenet Southeast Asia, Homenet Philippines et al


Social Protection as Development Policy: Asian Perspectives by Naila Kabeer and Sarah Cook has now been published by Routledge New Delhi.


Barriers to the Extension of Social Protection: Evidence from Asia
- a special edition of the IDS Bulletin, with contributions from SPA project researchers and directors, was published on 1 July 2010.


Rights, Responsibilities and Social Protection. the Dynamics of Supply and Demand: an issues paper - Julie Gaunt and Naila Kabeer.



Towards Gender Equality in China’s Economic and Social Transformation: The Rise in Informal Employment and its Impact on Women During China’s Economic Transition - Sarah Cook with Quheng Deng, Meiyan Wang and Ni Yuan (2009) – The report details the gender consequences of China’s economic transition through an investigation of the changing patterns of employment and their impacts on women. In particular, the extent to which changes in China’s urban labour market have led to a rise in ‘informal’ employment, and its implications for different groups are explored.




Social Protection and Poverty - UNRISD paper by Armando Barrientos - The paper seeks to provide an overview of social protection, and to provide an assessment of its potential contribution to addressing poverty and vulnerability in developing countries.



Social Security for China’s Migrant Workers – Providing for Old Age - Paper by Andrew Watson - The article explores how the current social security system in China, based on household registration, discriminates against migrant workers because of their mobility and the lack of mechanisms to transfer benefits between pools. Faced with this challenge, China’s government has begun to introduce policy reforms to improve social security for migrants. This article explores this development through a focus on old-age insurance. It analyses the special needs of migrants, the obstacles facing policy development and the proposed solutions.



HomeNet Thailand Policy Briefs on Social Security, Health Insurance and Legal Protections


The briefs discuss the country experiences of Thailand in extending social security cover to informal workers, increasing effectiveness of universal health coverage schemes, especially for informal workers’ health problems and also ongoing advocacy for a Homeworker Protection Act in Thailand.

Social Security
Health
Home Based Workers



SPA Working Papers
Preliminary research findings from the Social Protection in Asia Programme


Policy briefs from Homenet Philippines on Health Insurance, Social Security, Occupational Health and Safety and Social Protection

IDS In Focus Issue 1 - Social Protection through a Livelihoods Lens

 
 
 
   
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